Analyst, Global Regulatory Compliance (9 Months Contract)
At Fiera CapitalWe invest in creating a culture of purpose that makes our people feel valued, cared for, seen, and heard. Our approach to employee experience is tailored to your needs and ambitions:Your Inclusive Experience: We are committed to cultivating an inclusive, safe, and trusting work environment.Your Growth & Empowerment: We have ambitious growth goals for our firm, which makes us a great place to advance your career.Your Rewards & Recognition: We deeply value our people and their contributions and that’s reflected in our competitive compensation and benefits packages and our collaborative culture.Your Wellness Your Way: We strive to create a healthy work environment and we offer programs designed to support our employees’ wellbeing.What we are looking for:Under the supervision of the Manager, Global Regulatory Compliance, the Compliance Analyst, Global Regulatory Compliance will support the Canadian client management compliance program by conducting client onboarding and account maintenance reviews, performing AML/ATF and client screening checks, coordinating remediation of documentation deficiencies, and monitoring compliance-related employee training requirements. The successful candidate will play a key role in helping ensure regulatory requirements are met through accurate recordkeeping, timely follow-up with stakeholders and a strong attention to detail.Your responsibilities:As part of their duties, the successful candidate will have the following responsibilities:Review client onboarding and account maintenance documentation to ensure completeness, accuracy, and compliance with internal and regulatory requirements.Identify deficiencies in client documentation, coordinate remediation efforts with stakeholders, track outstanding items, and ensure issues are resolved promptly and to a high standard.Conduct client screening and other AML/ATF-related compliance checks in accordance with established procedures.Coordinate, track, and monitor mandatory compliance-related employee training, including follow-up activities to ensure completion within prescribed timelines.Review and challenge Canadian marketing collateral and social media posts to ensure alignment with internal policies and regulatory expectations.Assist in responding to compliance-related inquiries regarding client documentation, marketing materials, and employee training requirements.Must-have requirements to be successful in this role:Bachelor’s degree in a relevant discipline (finance, business administration, accounting, etc.).Coursework related to securities, investment management, AML/ATF, or financial services is considered an asset.1-2 years of experience in a regulatory compliance (or similar) role, preferably in the investment management industry.Basic understanding of regulatory compliance concepts, including AML/ATF, KYC/client onboarding, and employee compliance training requirements.Proficiency in Microsoft Office applications, particularly Excel.St...