CASS Governance & Oversight Manager

OUR MISSION IS TO ENABLE EVERYONE TO BUILD WEALTH

We reinvent how trading and investing work by creating exceptional products people love.

Fostering a culture of excellence and high velocity is the key to our success.

Тoday, we serve over 5 million clients, with more than €30 billion in assets under management - a testament to the scale and trust we’ve built in just a few years.

THE ROLE

The CASS Governance & Oversight Manager plays a critical role in ensuring the effective governance, oversight, and ongoing compliance of Trading 212’s Client Assets (CASS) framework. Operating within the CASS team which is a first line of defence team. The successful candidate will provide independent challenge, structured oversight, and assurance over CASS processes, controls, and third-party arrangements.

WHAT YOU’LL DO

 

CASS Control Framework & Oversight

- Support the effective oversight of the firm’s CASS control framework, ensuring compliance with FCA Client Assets Sourcebook (CASS) requirements. Provide independent challenge over the design and operation of CASS controls, processes, and systems.

- Support the ongoing development and embedding of a strong CASS culture across the business. Ensuring a pragmatic and collaborative approach to oversight.

- Act as a key point of contact for CASS-related queries and escalations.

- Support the monitoring of daily, weekly, and monthly client money and custody asset reconciliations, escalating breaks or anomalies to the UK Head of CASS in a timely manner.

- Assist in identifying control gaps through regular CASS health checks and thematic reviews, and support the tracking of remediation actions to completion.

Incident & Breach Management

- Oversee the identification, assessment, investigation, and remediation of CASS incidents and breaches.

- Coordinate root cause analysis and ensure appropriate corrective and preventative actions are agreed, tracked, and completed.

- Support regulatory notifications an...