Axos

VP, Regulatory Technology

HQ - San DiegoFull timeVpPosted 6 days ago
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Axos BankTarget Range:$90,000.00/Yr. - $120,000.00/Yr.Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and education.Eligible for an Annual Discretionary Cash Bonus Target: 10%Eligible for an Annual Discretionary Restricted Stock Units Bonus Target: 10%These discretionary target bonuses may be awarded semi-annually based upon your achievement of performance goals and targets.About This JobThe Vice President, Regulatory Technology (RegTech) leads the modernization of Compliance through AI, automation, advanced analytics, and technology-enabled solutions. Reporting to the Chief Compliance Officer, this role partners with Compliance, Technology, Data Analytics, and business leaders to enhance regulatory compliance, strengthen risk management, improve operational efficiency, and support scalable growth. The position is responsible for developing and executing the Compliance technology strategy, driving innovation, and implementing solutions that enable data-driven decision-making and regulatory oversight.Responsibilities:Develop and execute the Compliance RegTech strategy and roadmapIdentify and implement AI, automation, workflow, and analytics solutions across Compliance functionsLead initiatives supporting regulatory change management, complaint management, fair lending, CRA, compliance testing, reporting, risk assessments, and policy managementDesign automated workflows and reporting solutions that reduce manual effort and improve monitoring capabilitiesBuild executive dashboards and compliance reporting using tools such as Power BI, Tableau, SQL, and AI platformsPartner with Compliance and business leaders to translate regulatory requirements into scalable technology solutionsEstablish governance, controls, validation, and monitoring standards for AI and automated solutionsSupport regulatory examinations, audits, and compliance reviews related to technology initiativesBuild and lead a high-performing RegTech function while serving as a trusted advisor to executive leadershipQualifications:10+ years of experience in banking, financial services, regulatory compliance, risk management, or related fields5+ years leading regulatory technology, automation, digital transformation, or compliance technology initiativesProven experience implementing AI, workflow automation, advanced analytics, and reporting solutions within regulated environmentsStrong knowledge of Compliance Management Systems (CMS), risk management frameworks, and banking regulatory requirementsExperience supporting one or more of the following areas: Consumer Compliance, Fair Lending, CRA, UDAAP, HMDA, Mortgage Lending, Deposit Compliance, Complaint Management, Regulatory Change Management, Third-Party Risk Management, and Compliance Monitoring & TestingExperience with compliance and reporting technologies such as Microsoft Copilot, Power BI, Tableau, SQL, Python, Power Automate, n8n, Salesforce, Arc...